WHARTON INVESTMENT ADVISORS LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2006 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Karkhanis, Sarang Maitreya (SFC:AGL754) | AGL754 | Rep | 2003-08-29 | |||
| 2 | Lam, Wai Leung (SFC:AFS532) 林偉亮 | AFS532 | Rep | 2005-10-19 | |||
| 3 | Lee, Vivian Gi Yue 李梓瑜 | F | ABY975 | Rep | 2006-10-31 | 2014-09-30 | |
| 4 | Littell, Christopher James | M | AGM210 | Rep | 2005-05-25 | ||
| 5 | Post, David Kenneth | M | ACA578 | RO | 2014-09-30 | ||
| 6 | Post, Vanessa Jane (SFC:ABR240) | F | ABR240 | RO | 2015-02-09 |
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