Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2006
SFC ID Role From Until
1 Abbiss, Justin John M ACR459 Rep 2006-01-19
2 Adachi, Mimiko 安達美味子 F AMB073 Rep 2005-06-30 2008-06-01
3 Agostini, John Edward Cobcroft M AGN388 Rep 2007-03-16
4 Anderson, Gordon Alasdair M ALZ819 Rep 2005-05-19 2005-07-08
5 Baptista, Michael Peter (SFC:AHE139) M AHE139 RO 2009-08-20
6 Barr, Alastair Barclay (SFC:AIX180) AIX180 Rep 2003-05-02 2003-07-24
RO 2003-07-24 2005-05-24
7 Barrow, Jason Paul M AGN135 RO 2005-01-17
8 Blight, Warren Nicholas M ACL103 Rep 2005-04-18
9 Booth, Graeme Wayne M AIU216 Rep 2006-03-03 2006-03-20
RO 2006-03-20 2009-06-09
10 Boyton, Jamie Phillip M AFC755 Rep 2004-08-19
11 Brewer, Jeffrey Michael M AMF464 Rep 2005-07-13 2009-10-12
12 Caughey, Nicholas Egerton M AGN387 Rep 2006-03-15
13 Chan, Benjamin Yu Ki 曾裕基 M ALW648 Rep 2005-06-15 2008-05-13
14 Chan, Felix Sheung Tat 陳上達 M AGK666 Rep 2005-05-18
15 Chan, Matthew Weng Chih M AJG926 Rep 2003-11-25 2006-01-20
16 Chan, Pui Ting 陳佩婷 AFH197 Rep 2003-07-08
17 Chan, Sylvia Sau Wai (SFC:ADU457) 陳秀慧 F ADU457 Rep 2004-07-17
18 Chang, Michael Poyung 張保勇 M ANA974 Rep 2006-02-22 2006-09-17
19 Chen, Fei (SFC:ACA503) 陳緋 ACA503 Rep 2003-06-03
20 Chen, Yi (SFC:ANM687) 陳藝 ANM687 Rep 2006-06-15 2008-04-03
21 Cheng, Chi Wah (SFC:ABM629) 鄭志華 ABM629 Rep 2007-12-28
22 Cheng, James Vincent M AIC014 Rep 2004-05-11 2006-02-25
23 Cheung, Grayson Gin Ho 張展灝 AMN591 Rep 2005-09-28 2006-02-10
24 Cheung, Virginia Pui Sze 張珮詩 AGN917 Rep 2005-05-11 2007-04-08
25 Chiang, Kee Hong 蔣紀康 AFU931 Rep 2003-11-24 2010-11-27
26 Choi, Sang Woong AIR725 Rep 2003-11-24 2005-09-01
27 Chow, Yvonne Yin Wai 鄒延蔚 F ALQ872 Rep 2005-02-01 2006-08-15
28 Connor, David Jonathan (SFC:ADH898) M ADH898 Rep 2005-07-26
29 Cross, David Frederick M AAB227 RO 2010-07-01
30 Divito, Paul Francis M ALW650 Rep 2005-06-15 2005-07-11
31 Duan, Hong (SFC:ADE819) 段宏 ADE819 RO 2003-12-24 2008-05-09
32 Dunbar, David Greig M ADW293 Rep 2004-01-01
33 Dyer, Ashley George (SFC:ACO919) M ACO919 Rep 2006-07-10 2006-08-25
34 Fan, Cheuk Wan 范卓雲 ACR502 Rep 2006-08-26
35 Fong, Herman Yat Wo 方逸禾 M ADH944 Rep 2004-10-13 2005-01-05
36 Fung, Adrian Choi Ming 馮載明 M ACO054 Rep 2003-12-11
37 Fung, Vicky Wai Kei 馮瑋琪 F AGL486 Rep 2012-05-05
38 Gibson, Scott Caseley M AGU943 Rep 2004-05-01
Rep 2006-07-24 2006-08-25
39 Godfray, John Verden M ABW773 RO 2005-12-15
40 Gordon, Daniel (SFC:AHE138) M AHE138 Rep 2008-09-01
41 Hendel, Mark Joseph M AHN633 RO 2006-07-01
42 Ho, Gerwin Cheuk Wing 何卓榮 M AFP611 Rep 2004-04-17
43 Ho, Kai Chung (SFC:AJD791) 何啟聰 AJD791 Rep 2005-06-01 2010-01-05
44 Ho, Simon Tak Leung 何德亮 M AEE170 Rep 2004-06-07 2007-04-18
45 Ho, Sin Yi 何善儀 ADA785 Rep 2012-06-30
46 Hong, Sung Kap 洪性甲 ANB204 Rep 2006-02-21 2006-09-17
47 Howard, Stephen Douglas M AHR787 Rep 2004-10-15 2005-07-21
RO 2005-07-21 2006-01-19
Rep 2006-01-19 2009-03-05
48 Huang, Yung-Chao 黃勇超 AHK485 Rep 2003-05-20
49 Hutton, Ian (SFC:ANR984) M ANR984 Rep 2006-07-31 2008-09-01
50 Hwang, Min Seong AJD705 Rep 2003-09-19 2004-08-10
51 Ip, Kalina Lai Fan 葉麗芬 AAW090 Rep 2003-11-06
52 Jacobelli Yau, Maurien Oi Man 丘愛敏 ABK611 Rep 2004-05-19 2004-08-19
53 Johnson, Richard William Cramer M ACC652 Rep 2003-06-25
54 Kang, Gyong Hee F AIK892 Rep 2006-08-23
55 Kang, Josef Chung Hwan ADU030 Rep 2006-01-09 2006-03-07
56 Kang, Stephen Soo Hwan M AEM493 Rep 2004-05-04 2006-03-07
57 Khan, Mustufa Shah ALW649 Rep 2005-06-07 2006-05-13
58 Killian, Michael Laughlin M AML145 Rep 2005-09-05 2006-10-01
59 Kim, Hong Shik 金弘植 ADV020 Rep 2004-05-27 2006-03-07
60 Kim, Jee Yeon 金志妍 ANM620 Rep 2006-06-08 2008-12-02
61 Kim, Sang Hyun (SFC:ANA990) ANA990 Rep 2006-02-17 2007-04-24
62 Kwan, David Yat Tung 關日東 M AGT675 Rep 2003-12-10
63 Kwan, Man Ki 關敏琪 AFT708 Rep 2006-08-25
64 Kwang, Mang Tak 鄺孟德 ACN932 Rep 2006-03-14
65 Lai, King Kai 黎擎楷 AHC350 Rep 2004-07-15 2009-01-13
66 Lam, Ashley Chit Fai 林皙暉 AMB071 Rep 2005-06-01 2006-10-28
67 Lam, Karvan Ka Man 林嘉敏 ADQ312 Rep 2004-07-12 2005-08-31
68 Lam, Wing Sze (SFC:AGG952) 藍詠詩 AGG952 Rep 2006-04-28
69 Lappin, Graham Michael M AGB470 Rep 2007-04-02
70 Lau, Airy Tak Chuen 劉德泉 41 M AAI487 Rep 2006-06-13
71 Lau, Eddie Kwok Lap 劉國立 M ABH321 Rep 2005-10-26
RO 2005-10-26 2006-03-11
72 Lau, Hin Tat 劉顯達 AGC134 Rep 2004-01-02 2006-03-31
73 Lau, Jimmy Ka Seung 劉嘉相 M AAG055 Rep 2012-06-30
74 Law, Wagner Chung Po 羅忠寶 AGJ134 Rep 2012-05-01
75 Lee, Alice Wai Yin 李偉賢 F AAH588 Rep 2008-10-09
76 Lee, Jason Kwok Wang 李國宏 M AFC167 Rep 2005-11-23 2007-01-15
77 Lee, Martin Kin Mann 李健文 M AFE596 Rep 2006-04-08
78 Lee, Mickey Wing Tak 李永德 M ABM912 Rep 2005-09-12 2006-10-01
79 Lee, Wai Kei 李偉基 AGE853 Rep 2005-04-25 2006-02-28
80 Lee, Yu Chuan AGH978 Rep 2004-10-06
81 Leeming, Andrew Bernard M AIZ281 Rep 2003-06-30 2003-08-29
82 Leventhorpe, Thomas Rooper M ABA264 Rep 2007-01-23
83 Li, Jiun-Wei 李君唯 AJE687 Rep 2003-10-07 2004-07-20
84 Li, Shuk Fat 李淑法 ACY281 Rep 2003-06-03
85 Liang, Terran Hua-Wen 梁華文 AIC504 Rep 2003-05-20
86 Lim, Choot ACV298 Rep 2005-12-12 2006-05-18
87 Lim, Corrina Doris Chwee Suan F AFP852 Rep 2005-11-01
88 Liu, Kate Kit Yee 廖潔儀 F ACY139 Rep 2003-04-17
89 Lo, Karen Ka-Wai 盧嘉慧 F ACD184 Rep 2004-02-25 2007-03-02
90 Lo, Thebes Lai Kwan 羅麗群 ACT431 Rep 2004-08-12
Rep 2005-02-21 2006-06-29
91 Locke, Joseph Neal Geoffrey M AEV226 Rep 2003-08-04
92 Lui, James Ngai Him 雷毅謙 M ABH139 Rep 2004-04-28
93 Lui, Laura 呂靄華 F ANA993 Rep 2006-02-17 2012-06-01
94 Lung, Alice Man Han 龍敏嫻 F AAV895 Rep 2007-01-25
95 Mahadevan, Suresh Ayodya AJB405 Rep 2005-07-14 2006-09-22
96 Mak, Carol Michele Kar Wai 麥嘉慧 F ABX294 Rep 2004-08-27
RO 2004-08-27 2005-02-16
97 Man, Howard (SFC:AJF011) M AJF011 Rep 2003-10-20 2006-05-26
98 Man, Kam Chiu 文錦超 AAX339 Rep 2006-09-30
99 Mann, Patrick William M AGD017 Rep 2004-03-22 2006-08-25
100 Mansfield, David Thomas M ALT907 Rep 2006-06-01 2008-06-16
101 Marconato, Diego L. M AHD221 Rep 2004-06-19
102 McCann, Neil Anthony M ACR495 Rep 2003-09-25 2004-05-25
103 McKinlay, John Heriot M AKW728 Rep 2004-06-29 2004-09-09
RO 2004-09-09 2005-08-12
104 Milligan, Christopher Patrick M ADH093 Rep 2004-06-08 2006-05-09
105 Morris, Lyndon James 34 M AKO901 Rep 2004-05-13 2005-08-31
106 Nallamala, Mayur Raoul M AGL487 Rep 2005-05-19
107 Ng, Pauline Po Yuen 吳溥潤 F AAE985 Rep 2005-09-30
108 Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 ADJ383 Rep 2004-06-17 2006-09-30
109 Nicholls, Matthew Peter M AHQ351 Rep 2005-04-08 2008-08-29
110 Pang, Howard Gar Wai 彭家威 M AMT925 Rep 2006-01-13 2006-05-13
111 Parry, Giles Hubert (SFC:AHN533) M AHN533 Rep 2007-02-14
112 Peard, Andrew Davis Lozada M AHA360 Rep 2003-05-29
113 Petch, Jolyon Robert M AAA878 Rep 2003-06-20
114 Poon, Ben Shu Fai 潘樹輝 M AAE969 Rep 2012-06-23
115 Poon, Chun Pong (SFC:AAD084) 潘振邦 AAD084 Rep 2005-07-11
116 Poon, Kai Chung 潘繼宗 ADV914 Rep 2003-05-20
117 Raman, Lalita AEQ060 Rep 2004-11-18 2007-07-16
118 Reynier, Emmanuel Jean-Marc AMN594 Rep 2005-09-28 2006-10-01
119 Rhee, Hae Young 李海姈 ALB698 Rep 2004-08-09 2005-09-10
120 Rho, Ju Mi ALZ166 Rep 2005-06-24 2008-07-01
121 Roberts, David Northam M ADB641 Rep 2004-06-07 2005-05-06
RO 2005-05-06 2005-11-01
Rep 2005-11-01 2008-11-22
122 Rothenhauser, Rupertus AME414 Rep 2005-06-27 2005-07-28
RO 2005-07-28 2005-10-22
123 Royds, Thomas Alexander M AFY848 RO 2005-06-06
124 Rudd, Benjamin Jeremy Kenneth 32 M AIC878 Rep 2005-08-01
125 Ryan, Jonathan David (SFC:AGX020) M AGX020 Rep 2004-04-15
126 Sarkis, David M AJN346 Rep 2006-05-10 2007-11-01
127 Seddon, James Edward M ANG455 Rep 2006-04-04 2008-05-01
128 Shen, Allan Hung Yat 沈鴻逸 M AIC834 Rep 2005-03-03 2006-09-30
129 Shiu, Jeffrey Ma M AMF045 Rep 2005-07-25 2005-10-07
130 Sim, Jeannette Ann Siok Hwee 沈淑慧 F AHF265 Rep 2005-05-03 2007-08-17
131 So, Nelson Shing Hing 蘇盛興 M ACH779 Rep 2004-06-17 2006-09-30
132 So, Suet Fun 蘇雪芬 AHU522 Rep 2006-08-05
133 Stevenson, Andrew Mark Bryce 43 M AGA310 Rep 2004-05-22
134 Stimpson, John Matthew M ADJ619 Rep 2004-01-16 2005-03-15
135 Sutch, Jeremy Rupert Peter M ADB510 Rep 2004-03-27
136 Tan, Alvin Sabino Sy M AHC682 Rep 2004-12-17
137 Tan, Andrew Too Boon M AIU534 Rep 2003-05-06 2006-07-03
138 Tan, Kee Meng 陳基明 ABZ124 Rep 2004-06-07 2006-05-13
139 Tan, Wee Kiat (SFC:AJC408) AJC408 Rep 2003-08-04 2007-03-27
140 Tan, Yew Boon 陳友文 AFS647 Rep 2004-06-21 2006-03-11
141 Tang, Peter Jee Ho 鄧志豪 M ACP853 Rep 2005-08-15 2007-04-01
142 Tang, Tsz Kit 鄧子傑 ACR548 Rep 2013-06-18
143 Tham, Mun Hon 譚文漢 AGY660 Rep 2005-08-30 2008-07-26
144 Thony, Suwandy AFA326 Rep 2007-01-25
145 Toder, Jeffrey M ABP247 Rep 2004-08-18 2006-07-01
146 Tsang, Heddy 曾愷悌 AEE534 Rep 2005-05-24 2006-06-27
147 Tsang, Timothy Man Chung 曾敏聰 M AIR741 Rep 2003-11-24 2005-06-16
148 Tse, Jaff Ka Wai 謝家威 ADR277 Rep 2003-06-12 2008-09-01
149 Wan, Yew Chye 范有財 ADF140 RO 2006-09-30
150 Wang, Feili 王斐麗 AIR147 Rep 2010-08-21
151 Wang, Yeqing 王叶青 AHF673 Rep 2004-02-18 2007-06-21
152 Wong, Chak Wai (SFC:ACN129) 黃集蔚 ACN129 Rep 2005-06-07 2005-07-20
RO 2005-07-20 2010-11-01
153 Wong, Chi Tai 黃志泰 AKX258 Rep 2004-07-09 2006-04-29
154 Wong, Chun Wah (SFC:AAA213) 王俊華 AAA213 Rep 2006-10-01
155 Wong, Eddie Yiu 黃耀 M ABZ481 Rep 2005-08-29
RO 2005-08-29 2007-02-01
156 Wong, Mei Tseun 王美純 ABM893 Rep 2008-11-08
157 Wong, Sylvania Sui Kwan 黃紹群 AIR743 Rep 2003-11-24 2004-02-10
158 Wong, Yim (SFC:AFU666) 王艷 AFU666 Rep 2003-05-20
159 Woodrow, John Thomas M AGB942 Rep 2004-03-15
160 Yang, Lei (SFC:AMK234) 楊蕾 AMK234 Rep 2005-08-31 2012-06-30
161 Yee, Ho Ming (SFC:AGH180) 余浩銘 AGH180 Rep 2007-03-21
162 Yetman, Mark Stephen M ACT009 Rep 2003-05-20
163 Yiong, Hoi San 楊海山 AGT132 Rep 2003-05-31
164 Yu, Hiu To 余曉濤 AGM902 Rep 2003-12-05 2004-09-14
165 Zaki, Adam Anwar M AJK665 Rep 2004-01-27 2004-08-26
166 Zhu, Helen Yue 朱悅 F AFK424 Rep 2006-03-14

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