DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 大和資本市場金融交易香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2006 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Carter, Darren (SFC:AEJ360) |
|
|
AEJ360 |
RO |
|
2007-01-31 |
| 2 |
Chan, Ka Yeung (SFC:ALF671) 陳嘉陽 |
26 |
M |
ALF671 |
Rep |
2004-09-08 |
2005-01-05 |
| 3 |
Chan, Kin Wah (SFC:AEN763) 陳鍵華 |
|
|
AEN763 |
Rep |
|
2007-02-15 |
| 4 |
Chan, Ronnie Kin Yu 陳建宇 |
|
M |
AIB744 |
Rep |
2004-09-08 |
2014-01-16 |
| 5 |
Chan, Wai Chi (SFC:AHF464) 陳慧芝 |
|
|
AHF464 |
Rep |
2003-07-25 |
2004-07-13 |
| 6 |
Cheung, Terence Ching Leung 張正樑 |
|
M |
ABN458 |
Rep |
|
2004-09-09 |
|
|
|
RO |
2004-09-09 |
2012-07-25 |
| 7 |
Dominick, Frank |
|
M |
AEW395 |
Rep |
|
2003-06-12 |
| 8 |
France, Roy |
|
M |
ALU926 |
Rep |
2005-10-17 |
2012-10-10 |
| 9 |
Fu, Hsiang Chuan 傅祥銓 |
|
|
ALR024 |
Rep |
2005-10-17 |
2006-04-14 |
| 10 |
Ip, Florence Hiu Man 葉曉雯 |
|
F |
AIZ577 |
Rep |
2003-05-27 |
2006-03-11 |
| 11 |
Lam, Kwong Yu (SFC:AFD849) 林光宇 |
|
|
AFD849 |
Rep |
2005-10-17 |
2006-03-07 |
| 12 |
Lau, Tsz Lung (SFC:AJL083) 劉子龍 |
|
|
AJL083 |
Rep |
2004-02-03 |
2006-04-01 |
| 13 |
Ma Chan, Katherine 馬陳家歡 |
|
F |
ADU256 |
Rep |
2004-11-17 |
2008-11-01 |
| 14 |
Ngan, George Kwok Tung 顏國棟 |
|
M |
ABS459 |
RO |
2003-06-16 |
2007-01-31 |
| 15 |
Pervez, Ahsan (SFC:AJO361) |
|
|
AJO361 |
Rep |
2005-12-08 |
2006-03-07 |
| 16 |
Sirpal, Sajeev |
|
|
AEO686 |
RO |
|
2003-10-16 |
| 17 |
Su, Wei-chia 蘇威嘉 |
|
|
ALN246 |
Rep |
2005-01-05 |
2008-05-14 |
| 18 |
Wong, Tin Lam (SFC:AKI638) 黃天嵐 |
|
|
AKI638 |
Rep |
2004-04-07 |
2005-08-20 |
| 19 |
Yu, Ka Fai 余家輝 |
|
|
ACR614 |
Rep |
2005-10-17 |
2011-09-16 |
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