Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2006 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bailey, Simon Boulstridge | M | ADG696 | Rep | 2003-09-19 | 2004-09-14 | |
| 2 | Cailao, Antonio Del Pilar | M | AIR944 | Rep | 2003-10-15 | ||
| 3 | Chan, Amy Tsui Mei 陳翠薇 | F | AEP628 | Rep | 2006-06-06 | ||
| 4 | Chan, Ka Kit (SFC:AED841) 陳家傑 | AED841 | Rep | 2004-12-09 | 2007-09-29 | ||
| 5 | Chan, Shuk Yin (SFC:AGH360) 陳淑賢 | AGH360 | Rep | 2004-01-31 | |||
| 6 | Chander, Vijaykumar | ADC274 | Rep | 2003-09-16 | |||
| 7 | Cheung, Kwok Wah (SFC:AGO346) 張國華 | AGO346 | Rep | 2006-12-01 | |||
| 8 | Chey, Jung-Hyun | AJB997 | Rep | 2003-07-21 | 2004-04-12 | ||
| 9 | Fan, Ernest Kwong Hung 范廣鴻 | M | ABQ708 | Rep | 2004-01-13 | 2004-02-09 | |
| 10 | Fang, Hei 方曦 | ACL807 | Rep | 2004-03-05 | 2013-11-01 | ||
| 11 | Fang, Hong (SFC:ALY689) 方紅 | ALY689 | Rep | 2005-04-29 | 2009-04-24 | ||
| 12 | Fujishima, Hisako | AJO305 | Rep | 2004-03-19 | 2007-04-16 | ||
| 13 | Fung, Cissy 馮婉詩 | F | AMW511 | Rep | 2005-12-29 | ||
| 14 | Fung, Karfield Ka Fai 馮嘉輝 | AEV682 | Rep | 2009-04-15 | |||
| 15 | Gornall, Adrian Rubin | M | AIX145 | Rep | 2003-04-23 | 2004-05-10 | |
| 16 | Grabner, Heinrich 葛侃寧 | 32 | M | AEN772 | Rep | 2004-05-25 | |
| 17 | Himoto, Tatsuya | ALS814 | Rep | 2005-03-01 | 2005-04-28 | ||
| RO | 2005-04-28 | 2008-07-31 | |||||
| 18 | Ho, Andy Tsz Ho 何子浩 | AFV776 | Rep | 2005-09-23 | |||
| 19 | Ho, Ka Wai (SFC:AJK540) 何家偉 | AJK540 | Rep | 2004-01-20 | 2007-01-26 | ||
| 20 | Hung, Leon Lum 洪霖 | M | ADU225 | Rep | 2004-03-30 | 2010-08-16 | |
| 21 | Igarashi, Minori | AMW509 | Rep | 2005-12-29 | 2015-01-31 | ||
| 22 | Kagotani, Kenichi | AMJ330 | Rep | 2005-08-16 | 2008-08-23 | ||
| 23 | Kang, Kyong Pil 康景弼 | ADM811 | Rep | 2007-10-05 | |||
| 24 | Kazui, Yoshiyuki | AFS336 | Rep | 2008-04-14 | |||
| 25 | Kobayashi, Sachiko 小林幸子 | AEZ684 | Rep | 2016-08-04 | |||
| 26 | Kwong, Emily Ho Kei 鄺可琪 | F | AGB307 | Rep | 2006-08-22 | ||
| 27 | Lai, Joyce Yuen Yee 黎婉儀 | F | AFQ514 | Rep | 2003-11-01 | ||
| 28 | Lai, Ringo Leong Hang 黎亮恆 | M | ABS284 | Rep | 2003-04-10 | 2012-07-20 | |
| 29 | Lapakulchai, Vacharachai 林銘輝 | AGX302 | Rep | 2003-10-29 | 2016-06-23 | ||
| 30 | Lau, Hon (SFC:AGR037) 劉侃 | AGR037 | Rep | 2005-09-27 | 2005-10-04 | ||
| 31 | Law, Ka Po 羅嘉寶 | AFE965 | Rep | 2005-05-17 | 2007-06-08 | ||
| 32 | Lee, Hon Nam 李翰南 | AFU680 | Rep | 2004-10-05 | 2006-08-24 | ||
| 33 | Lee, Jong Song 李鐘松 | AJC091 | Rep | 2003-07-24 | 2004-04-12 | ||
| Rep | 2004-05-17 | 2005-11-10 | |||||
| 34 | Lee, Ping (SFC:AKN220) 李萍 | AKN220 | Rep | 2004-04-28 | 2009-05-01 | ||
| 35 | Lee, Wai Chung (SFC:ADW149) 李慧中 | F | ADW149 | Rep | 2004-05-11 | 2004-07-29 | |
| 36 | Leung, Chor Ming 梁礎銘 | AEA299 | Rep | 2003-11-04 | 2004-08-19 | ||
| 37 | Leung, Chun Yue 梁振宇 | AFK428 | Rep | 2004-11-25 | |||
| 38 | Liu, Chang (SFC:ALI154) 劉暢 | ALI154 | Rep | 2004-10-11 | 2005-02-24 | ||
| 39 | Liu, Chung Hsun 劉宗勳 | AHC251 | Rep | 2023-09-29 | |||
| 40 | Lo, Loretta Shuk Yan 羅淑茵 | F | AMI340 | Rep | 2005-08-05 | 2011-06-28 | |
| 41 | Lok, Chi Yeung 駱子洋 | AMI499 | Rep | 2005-08-15 | 2005-12-01 | ||
| 42 | Lok, Marshal Wai Chun 駱瑋浚 | AGI950 | Rep | 2005-10-20 | 2006-11-14 | ||
| 43 | Ma, Adeline 馬雅蓮 | F | AEM553 | Rep | 2005-07-13 | 2005-07-27 | |
| 44 | Matsumoto, Satoshi (SFC:AHU523) | AHU523 | RO | 2006-04-03 | |||
| 45 | Matsushita, Noriko | ADL712 | Rep | 2008-07-08 | |||
| 46 | Mizukoshi, Kazuyoshi | AGP398 | RO | 2004-05-24 | |||
| 47 | Mizuno, Kosuke | ADP243 | Rep | 2005-09-30 | |||
| RO | 2005-09-30 | 2007-10-27 | |||||
| 48 | Mizuno, Masashi | AEN383 | RO | 2004-05-24 | |||
| 49 | Mok, Yuk Sze 莫若詩 | ABS928 | Rep | 2004-02-02 | 2005-05-17 | ||
| 50 | Ng, Peter Kwok Shing 伍國成 | M | AAG207 | Rep | 2010-07-30 | ||
| 51 | Ng, Virginia Suk Yin 吳淑燕 | F | ABV790 | Rep | 2003-09-03 | ||
| 52 | Ngai, Kwok Fung 魏國峰 | AGA836 | Rep | 2003-09-18 | 2005-01-20 | ||
| 53 | Ohira, Yuko | AGJ778 | Rep | 2014-06-07 | |||
| 54 | Onoue, Tsutomu | AAD089 | Rep | 2004-03-24 | |||
| RO | 2004-03-24 | 2005-04-22 | |||||
| 55 | Otani, Tomono 大谷知乃 | AIT881 | Rep | 2003-04-10 | 2004-05-31 | ||
| 56 | Ruffy, Bruce Howard | M | ACM329 | Rep | 2005-09-14 | 2007-06-12 | |
| 57 | Saito, Shoichi 齋藤彰一 | AJO308 | Rep | 2004-03-19 | 2004-06-01 | ||
| RO | 2004-06-01 | 2008-01-11 | |||||
| 58 | Shen, Janet Wei Ling 沈慧玲 | F | AMA937 | Rep | 2005-05-30 | 2006-09-13 | |
| 59 | Shimada, Kenji | AHK579 | Rep | 2005-07-15 | |||
| RO | 2005-07-15 | 2007-07-17 | |||||
| 60 | Shiraishi, Takeshi 白石武 | AIR954 | Rep | 2003-04-16 | 2003-11-16 | ||
| 61 | Sia, Kwong Hai | ABM539 | Rep | 2003-10-21 | |||
| 62 | Siu, Anthony Yan Hong 蕭寅康 | M | ABC959 | Rep | 2004-04-02 | ||
| RO | 2004-04-02 | 2004-11-18 | |||||
| 63 | Sullivan, Andrew Michael (SFC:AEV843) | M | AEV843 | Rep | 2004-10-11 | 2007-12-06 | |
| 64 | Takase, Eiji 高瀨英二 | ALB956 | Rep | 2004-08-12 | 2008-10-14 | ||
| 65 | Tam, Tak Wing (SFC:AFR780) 譚德榮 | AFR780 | Rep | 2003-08-16 | |||
| 66 | Tanefusa, Toru | ACN862 | Rep | 2003-09-26 | 2004-03-08 | ||
| 67 | Tang, Michelle Yuen Sheung 鄧婉湘 | F | AMU452 | Rep | 2005-12-07 | 2006-11-04 | |
| 68 | Tang, Stanley Siu Lai 鄧兆澧 | M | AFQ893 | Rep | 2005-05-30 | 2005-06-14 | |
| 69 | To, Tsz Wai (SFC:AFU687) 杜子偉 | AFU687 | Rep | 2005-03-10 | |||
| 70 | Tomiyama, Takuya 富山卓也 | M | AGU752 | Rep | 2004-08-10 | ||
| 71 | Tong, Wai Lun (SFC:AAE161) 唐偉麟 | AAE161 | Rep | 2008-12-13 | |||
| 72 | Tsun, Rowena Wai Hang 秦緯珩 | AGL967 | Rep | 2003-12-09 | 2004-03-01 | ||
| 73 | Wang, Lan Ling | ADG966 | Rep | 2004-10-30 | |||
| 74 | Wang, Lumeng 王魯蒙 | AIR943 | Rep | 2003-11-10 | |||
| Rep | 2003-12-09 | 2007-05-18 | |||||
| 75 | Williamson, David White | M | AAD818 | Rep | 2003-07-28 | 2007-01-26 | |
| 76 | Wong, Chi Leung (SFC:ABF032) 黃志良 | ABF032 | Rep | 2003-11-01 | |||
| 77 | Wong, Po Chin 黃步前 | ALY361 | Rep | 2005-04-23 | 2006-08-05 | ||
| 78 | Wong, Steven Wai Chiu 王偉超 | M | ACQ784 | Rep | 2005-01-03 | 2005-10-14 | |
| 79 | Wong, Wai Wah (SFC:ADQ101) 黃慧華 | ADQ101 | Rep | 2004-11-06 | |||
| 80 | Woo, Patrick Chi Wang 胡志宏 | M | AEL364 | Rep | 2006-09-09 | ||
| 81 | Yamaguchi, Daisuke | AMS713 | Rep | 2005-11-21 | 2007-10-26 | ||
| 82 | Yau, Henry Clement Hok Wai 邱學煒 | M | ACH182 | Rep | 2004-12-13 | 2004-12-21 | |
| RO | 2004-12-21 | 2009-01-10 | |||||
| 83 | Yeung, Beata Kit Sum 楊潔心 | AFH095 | Rep | 2004-09-02 | 2012-02-16 | ||
| 84 | Ying, Hak Kai 應克佳 | AGA425 | Rep | 2003-06-06 | 2010-11-29 | ||
| 85 | Yokota, Fumiko 橫田文子 | F | AGC833 | Rep | 2003-08-06 | ||
| 86 | Yoshida, Tomoko 吉田朋子 | AFL218 | Rep | 2003-06-14 | |||
| 87 | Yoshihara, Koji | AJN951 | Rep | 2004-03-16 | 2004-06-01 | ||
| RO | 2004-06-01 | 2005-03-14 | |||||
| 88 | Yung, Fion Man Fong 容敏芳 | AFQ287 | Rep | 2005-06-27 | |||
| 89 | Zhang, Xiongfeng 張雄峰 | 38 | M | ALO548 | Rep | 2004-12-28 | 2010-11-09 |
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