UBS SECURITIES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2005 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Au, Alexander Pak Cheung 區柏祥 |
29 |
M |
AKP472 |
Rep |
2004-05-18 |
2008-03-11 |
| 2 |
Beshke, Clarence John |
|
M |
ADS271 |
RO |
|
2010-03-18 |
| 3 |
Blackburn, Andrew James (SFC:AJE473) |
|
M |
AJE473 |
Rep |
2003-09-29 |
2003-12-10 |
| 4 |
Bradshaw, John (SFC:AHC328) |
|
M |
AHC328 |
RO |
2005-04-27 |
2006-01-06 |
| 5 |
Chan, Andy Kok Heng |
|
|
AFC953 |
RO |
2005-12-29 |
2011-02-16 |
| 6 |
Chan, Brian Hon Kei 陳漢基 |
|
M |
AKI936 |
Rep |
2004-04-15 |
2009-04-22 |
| 7 |
Chao, Benjamin Sze Chung 趙思聰 |
|
M |
AKW740 |
Rep |
2004-06-25 |
2006-10-04 |
| 8 |
Cheng, Jimmy Min Tat 鄭勉達 |
|
M |
ACV741 |
RO |
|
2007-04-28 |
| 9 |
Chu, Peter |
|
M |
AIR824 |
Rep |
2004-08-06 |
2007-02-23 |
| 10 |
Fok, Ronald King Man 霍敬文 |
28 |
M |
AGE025 |
Rep |
|
2016-12-18 |
| 11 |
Ho, Alan To 何鍍 |
|
M |
AAE138 |
Rep |
|
2004-03-12 |
| 12 |
Ho, Diana Pui Kwan 何佩君 |
|
F |
ABY481 |
Rep |
|
2011-10-18 |
| 13 |
Ho, Kwok Chung (SFC:AAB905) 何國仲 |
|
|
AAB905 |
Rep |
|
2008-05-07 |
| 14 |
Ho, Tsz Leung 何子樑 |
|
|
AJD615 |
Rep |
2003-09-02 |
2016-12-18 |
| 15 |
Hong, Shaw-Shiun 洪紹勛 |
|
|
ALC783 |
Rep |
2004-08-20 |
2009-04-22 |
| 16 |
Hsu, Karen Chia Lin 徐嘉琳 |
|
F |
ACO622 |
Rep |
|
2004-02-23 |
| 17 |
Kwan, Sing Yuen 關承遠 |
|
|
ABW052 |
Rep |
|
2016-12-18 |
| 18 |
Lai, Wing Yi 黎詠儀 |
|
|
AED789 |
Rep |
|
2003-05-30 |
| 19 |
Lam, Hu Yang 林曉陽 |
|
|
ADU633 |
Rep |
|
2006-09-16 |
| 20 |
Lau, Marcus Chi Chiu 劉志超 |
|
M |
AAC292 |
Rep |
|
2006-06-08 |
| 21 |
Law, Wendy Wing Chi 羅穎芝 |
|
F |
AHS272 |
Rep |
|
2005-06-13 |
| 22 |
Lee, Hyun Jae (SFC:AHN694) 李賢宰 |
|
|
AHN694 |
Rep |
|
2007-04-19 |
| 23 |
Lee, Samuel Man Fat 李萬發 |
36 |
M |
ADR824 |
Rep |
2004-12-03 |
2009-09-05 |
| 24 |
Lee, Simon Chun Kit 李俊傑 |
29 |
M |
AHA361 |
Rep |
|
2009-04-22 |
| 25 |
Li, Man Wing 李文穎 |
|
|
AJO743 |
Rep |
2005-05-24 |
2014-10-01 |
| 26 |
McQueen, Lee Michael |
|
M |
ACR744 |
Rep |
|
2004-01-09 |
|
|
|
RO |
2004-01-09 |
2005-05-10 |
|
|
|
Rep |
2005-05-10 |
2009-04-04 |
| 27 |
Melwani, Rajesh Ramesh (SFC:AEU252) |
|
M |
AEU252 |
Rep |
|
2010-01-26 |
| 28 |
Ng, Kai Yan 吳啟仁 |
|
|
AAE153 |
Rep |
|
2012-10-25 |
| 29 |
Ng, Kwong Man 吳光民 |
|
|
AME704 |
Rep |
2005-07-04 |
2008-03-15 |
| 30 |
Poon, Ming Pui 潘明培 |
|
M |
AAF320 |
RO |
|
2005-03-30 |
|
|
|
Rep |
2005-03-30 |
2005-09-03 |
| 31 |
Saunders, Scott Antony |
|
M |
ADC081 |
RO |
|
2005-10-27 |
| 32 |
Saxvik, Eric Bradley |
|
M |
ACR775 |
Rep |
|
2005-03-07 |
| 33 |
Sum, Hing Man 岑慶文 |
|
|
ABW145 |
Rep |
|
2014-04-11 |
| 34 |
Tang, Ming Wai (SFC:AIH670) 鄧明緯 |
|
|
AIH670 |
Rep |
2005-04-07 |
2009-04-06 |
| 35 |
Tse, Jaff Ka Wai 謝家威 |
|
|
ADR277 |
Rep |
|
2003-04-10 |
| 36 |
Wong, Ronald Kwok Kit 黃國傑 |
|
M |
AEW968 |
Rep |
|
2003-06-18 |
| 37 |
Wong, Stephen (SFC:AJO207) 黃錦豪 |
|
M |
AJO207 |
Rep |
2004-03-19 |
2008-04-30 |
| 38 |
Yu, Jason Wah Chiu 余華超 |
|
M |
AAD859 |
RO |
|
2005-03-24 |
|
|
|
Rep |
2005-03-24 |
2011-06-30 |
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