Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2005
SFC ID Role From Until
1 Abbiss, Justin John M ACR459 Rep 2006-01-19
2 Adachi, Mimiko 安達美味子 F AMB073 Rep 2005-06-30 2008-06-01
3 Agostini, John Edward Cobcroft M AGN388 Rep 2007-03-16
4 Anderson, Gordon Alasdair M ALZ819 Rep 2005-05-19 2005-07-08
5 Baptista, Michael Peter (SFC:AHE139) M AHE139 RO 2009-08-20
6 Barr, Alastair Barclay (SFC:AIX180) AIX180 Rep 2003-05-02 2003-07-24
RO 2003-07-24 2005-05-24
7 Barrow, Jason Paul M AGN135 RO 2005-01-17
8 Blight, Warren Nicholas M ACL103 Rep 2005-04-18
9 Boyton, Jamie Phillip M AFC755 Rep 2004-08-19
10 Brewer, Jeffrey Michael M AMF464 Rep 2005-07-13 2009-10-12
11 Caughey, Nicholas Egerton M AGN387 Rep 2006-03-15
12 Chan, Benjamin Yu Ki 曾裕基 M ALW648 Rep 2005-06-15 2008-05-13
13 Chan, Felix Sheung Tat 陳上達 M AGK666 Rep 2005-05-18
14 Chan, Matthew Weng Chih M AJG926 Rep 2003-11-25 2006-01-20
15 Chan, Pui Ting 陳佩婷 AFH197 Rep 2003-07-08
16 Chan, Sylvia Sau Wai (SFC:ADU457) 陳秀慧 F ADU457 Rep 2004-07-17
17 Chen, Fei (SFC:ACA503) 陳緋 ACA503 Rep 2003-06-03
18 Cheng, Chi Wah (SFC:ABM629) 鄭志華 ABM629 Rep 2007-12-28
19 Cheng, James Vincent M AIC014 Rep 2004-05-11 2006-02-25
20 Cheung, Virginia Pui Sze 張珮詩 AGN917 Rep 2005-05-11 2007-04-08
21 Chiang, Kee Hong 蔣紀康 AFU931 Rep 2003-11-24 2010-11-27
22 Choi, Sang Woong AIR725 Rep 2003-11-24 2005-09-01
23 Chow, Yvonne Yin Wai 鄒延蔚 F ALQ872 Rep 2005-02-01 2006-08-15
24 Connor, David Jonathan (SFC:ADH898) M ADH898 Rep 2005-07-26
25 Cross, David Frederick M AAB227 RO 2010-07-01
26 Divito, Paul Francis M ALW650 Rep 2005-06-15 2005-07-11
27 Duan, Hong (SFC:ADE819) 段宏 ADE819 RO 2003-12-24 2008-05-09
28 Dunbar, David Greig M ADW293 Rep 2004-01-01
29 Fan, Cheuk Wan 范卓雲 ACR502 Rep 2006-08-26
30 Fong, Herman Yat Wo 方逸禾 M ADH944 Rep 2004-10-13 2005-01-05
31 Fung, Adrian Choi Ming 馮載明 M ACO054 Rep 2003-12-11
32 Fung, Vicky Wai Kei 馮瑋琪 F AGL486 Rep 2012-05-05
33 Gibson, Scott Caseley M AGU943 Rep 2004-05-01
34 Godfray, John Verden M ABW773 RO 2005-12-15
35 Gordon, Daniel (SFC:AHE138) M AHE138 Rep 2008-09-01
36 Hendel, Mark Joseph M AHN633 RO 2006-07-01
37 Ho, Gerwin Cheuk Wing 何卓榮 M AFP611 Rep 2004-04-17
38 Ho, Kai Chung (SFC:AJD791) 何啟聰 AJD791 Rep 2005-06-01 2010-01-05
39 Ho, Simon Tak Leung 何德亮 M AEE170 Rep 2004-06-07 2007-04-18
40 Ho, Sin Yi 何善儀 ADA785 Rep 2012-06-30
41 Howard, Stephen Douglas M AHR787 Rep 2004-10-15 2005-07-21
RO 2005-07-21 2006-01-19
42 Huang, Yung-Chao 黃勇超 AHK485 Rep 2003-05-20
43 Hwang, Min Seong AJD705 Rep 2003-09-19 2004-08-10
44 Ip, Kalina Lai Fan 葉麗芬 AAW090 Rep 2003-11-06
45 Jacobelli Yau, Maurien Oi Man 丘愛敏 ABK611 Rep 2004-05-19 2004-08-19
46 Johnson, Richard William Cramer M ACC652 Rep 2003-06-25
47 Kang, Gyong Hee F AIK892 Rep 2006-08-23
48 Kang, Stephen Soo Hwan M AEM493 Rep 2004-05-04 2006-03-07
49 Khan, Mustufa Shah ALW649 Rep 2005-06-07 2006-05-13
50 Kim, Hong Shik 金弘植 ADV020 Rep 2004-05-27 2006-03-07
51 Kwan, David Yat Tung 關日東 M AGT675 Rep 2003-12-10
52 Kwan, Man Ki 關敏琪 AFT708 Rep 2006-08-25
53 Kwang, Mang Tak 鄺孟德 ACN932 Rep 2006-03-14
54 Lai, King Kai 黎擎楷 AHC350 Rep 2004-07-15 2009-01-13
55 Lam, Ashley Chit Fai 林皙暉 AMB071 Rep 2005-06-01 2006-10-28
56 Lam, Karvan Ka Man 林嘉敏 ADQ312 Rep 2004-07-12 2005-08-31
57 Lam, Wing Sze (SFC:AGG952) 藍詠詩 AGG952 Rep 2006-04-28
58 Lappin, Graham Michael M AGB470 Rep 2007-04-02
59 Lau, Airy Tak Chuen 劉德泉 40 M AAI487 Rep 2006-06-13
60 Lau, Eddie Kwok Lap 劉國立 M ABH321 Rep 2005-10-26
61 Lau, Hin Tat 劉顯達 AGC134 Rep 2004-01-02 2006-03-31
62 Lau, Jimmy Ka Seung 劉嘉相 M AAG055 Rep 2012-06-30
63 Law, Wagner Chung Po 羅忠寶 AGJ134 Rep 2012-05-01
64 Lee, Alice Wai Yin 李偉賢 F AAH588 Rep 2008-10-09
65 Lee, Martin Kin Mann 李健文 M AFE596 Rep 2006-04-08
66 Lee, Wai Kei 李偉基 AGE853 Rep 2005-04-25 2006-02-28
67 Lee, Yu Chuan AGH978 Rep 2004-10-06
68 Leeming, Andrew Bernard M AIZ281 Rep 2003-06-30 2003-08-29
69 Leventhorpe, Thomas Rooper M ABA264 Rep 2007-01-23
70 Li, Jiun-Wei 李君唯 AJE687 Rep 2003-10-07 2004-07-20
71 Li, Shuk Fat 李淑法 ACY281 Rep 2003-06-03
72 Liang, Terran Hua-Wen 梁華文 AIC504 Rep 2003-05-20
73 Lim, Corrina Doris Chwee Suan F AFP852 Rep 2005-11-01
74 Liu, Kate Kit Yee 廖潔儀 F ACY139 Rep 2003-04-17
75 Lo, Karen Ka-Wai 盧嘉慧 F ACD184 Rep 2004-02-25 2007-03-02
76 Lo, Thebes Lai Kwan 羅麗群 ACT431 Rep 2004-08-12
Rep 2005-02-21 2006-06-29
77 Locke, Joseph Neal Geoffrey M AEV226 Rep 2003-08-04
78 Lui, James Ngai Him 雷毅謙 M ABH139 Rep 2004-04-28
79 Lung, Alice Man Han 龍敏嫻 F AAV895 Rep 2007-01-25
80 Mahadevan, Suresh Ayodya AJB405 Rep 2005-07-14 2006-09-22
81 Mak, Carol Michele Kar Wai 麥嘉慧 F ABX294 Rep 2004-08-27
RO 2004-08-27 2005-02-16
82 Man, Howard (SFC:AJF011) M AJF011 Rep 2003-10-20 2006-05-26
83 Man, Kam Chiu 文錦超 AAX339 Rep 2006-09-30
84 Mann, Patrick William M AGD017 Rep 2004-03-22 2006-08-25
85 Marconato, Diego L. M AHD221 Rep 2004-06-19
86 McCann, Neil Anthony M ACR495 Rep 2003-09-25 2004-05-25
87 McKinlay, John Heriot M AKW728 Rep 2004-06-29 2004-09-09
RO 2004-09-09 2005-08-12
88 Milligan, Christopher Patrick M ADH093 Rep 2004-06-08 2006-05-09
89 Morris, Lyndon James 33 M AKO901 Rep 2004-05-13 2005-08-31
90 Nallamala, Mayur Raoul M AGL487 Rep 2005-05-19
91 Ng, Pauline Po Yuen 吳溥潤 F AAE985 Rep 2005-09-30
92 Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 ADJ383 Rep 2004-06-17 2006-09-30
93 Nicholls, Matthew Peter M AHQ351 Rep 2005-04-08 2008-08-29
94 Parry, Giles Hubert (SFC:AHN533) M AHN533 Rep 2007-02-14
95 Peard, Andrew Davis Lozada M AHA360 Rep 2003-05-29
96 Petch, Jolyon Robert M AAA878 Rep 2003-06-20
97 Poon, Ben Shu Fai 潘樹輝 M AAE969 Rep 2012-06-23
98 Poon, Chun Pong (SFC:AAD084) 潘振邦 AAD084 Rep 2005-07-11
99 Poon, Kai Chung 潘繼宗 ADV914 Rep 2003-05-20
100 Raman, Lalita AEQ060 Rep 2004-11-18 2007-07-16
101 Rhee, Hae Young 李海姈 ALB698 Rep 2004-08-09 2005-09-10
102 Rho, Ju Mi ALZ166 Rep 2005-06-24 2008-07-01
103 Roberts, David Northam M ADB641 Rep 2004-06-07 2005-05-06
RO 2005-05-06 2005-11-01
104 Rothenhauser, Rupertus AME414 Rep 2005-06-27 2005-07-28
RO 2005-07-28 2005-10-22
105 Royds, Thomas Alexander M AFY848 RO 2005-06-06
106 Rudd, Benjamin Jeremy Kenneth 31 M AIC878 Rep 2005-08-01
107 Ryan, Jonathan David (SFC:AGX020) M AGX020 Rep 2004-04-15
108 Shen, Allan Hung Yat 沈鴻逸 M AIC834 Rep 2005-03-03 2006-09-30
109 Shiu, Jeffrey Ma M AMF045 Rep 2005-07-25 2005-10-07
110 Sim, Jeannette Ann Siok Hwee 沈淑慧 F AHF265 Rep 2005-05-03 2007-08-17
111 So, Nelson Shing Hing 蘇盛興 M ACH779 Rep 2004-06-17 2006-09-30
112 So, Suet Fun 蘇雪芬 AHU522 Rep 2006-08-05
113 Stevenson, Andrew Mark Bryce 42 M AGA310 Rep 2004-05-22
114 Stimpson, John Matthew M ADJ619 Rep 2004-01-16 2005-03-15
115 Sutch, Jeremy Rupert Peter M ADB510 Rep 2004-03-27
116 Tan, Alvin Sabino Sy M AHC682 Rep 2004-12-17
117 Tan, Andrew Too Boon M AIU534 Rep 2003-05-06 2006-07-03
118 Tan, Kee Meng 陳基明 ABZ124 Rep 2004-06-07 2006-05-13
119 Tan, Wee Kiat (SFC:AJC408) AJC408 Rep 2003-08-04 2007-03-27
120 Tan, Yew Boon 陳友文 AFS647 Rep 2004-06-21 2006-03-11
121 Tang, Tsz Kit 鄧子傑 ACR548 Rep 2013-06-18
122 Thony, Suwandy AFA326 Rep 2007-01-25
123 Toder, Jeffrey M ABP247 Rep 2004-08-18 2006-07-01
124 Tsang, Heddy 曾愷悌 AEE534 Rep 2005-05-24 2006-06-27
125 Tsang, Timothy Man Chung 曾敏聰 M AIR741 Rep 2003-11-24 2005-06-16
126 Tse, Jaff Ka Wai 謝家威 ADR277 Rep 2003-06-12 2008-09-01
127 Wan, Yew Chye 范有財 ADF140 RO 2006-09-30
128 Wang, Feili 王斐麗 AIR147 Rep 2010-08-21
129 Wang, Yeqing 王叶青 AHF673 Rep 2004-02-18 2007-06-21
130 Wong, Chak Wai (SFC:ACN129) 黃集蔚 ACN129 Rep 2005-06-07 2005-07-20
RO 2005-07-20 2010-11-01
131 Wong, Chi Tai 黃志泰 AKX258 Rep 2004-07-09 2006-04-29
132 Wong, Chun Wah (SFC:AAA213) 王俊華 AAA213 Rep 2006-10-01
133 Wong, Eddie Yiu 黃耀 M ABZ481 Rep 2005-08-29
134 Wong, Mei Tseun 王美純 ABM893 Rep 2008-11-08
135 Wong, Sylvania Sui Kwan 黃紹群 AIR743 Rep 2003-11-24 2004-02-10
136 Wong, Yim (SFC:AFU666) 王艷 AFU666 Rep 2003-05-20
137 Woodrow, John Thomas M AGB942 Rep 2004-03-15
138 Yee, Ho Ming (SFC:AGH180) 余浩銘 AGH180 Rep 2007-03-21
139 Yetman, Mark Stephen M ACT009 Rep 2003-05-20
140 Yiong, Hoi San 楊海山 AGT132 Rep 2003-05-31
141 Yu, Hiu To 余曉濤 AGM902 Rep 2003-12-05 2004-09-14
142 Zaki, Adam Anwar M AJK665 Rep 2004-01-27 2004-08-26
143 Zhu, Helen Yue 朱悅 F AFK424 Rep 2006-03-14

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top