Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2004 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Bailey, Simon Boulstridge |
|
M |
ADG696 |
Rep |
2003-09-19 |
2004-09-14 |
| 2 |
Cailao, Antonio Del Pilar |
|
M |
AIR944 |
Rep |
|
2003-10-15 |
| 3 |
Chan, Amy Tsui Mei 陳翠薇 |
|
F |
AEP628 |
Rep |
|
2006-06-06 |
| 4 |
Chan, Shuk Yin (SFC:AGH360) 陳淑賢 |
|
|
AGH360 |
Rep |
|
2004-01-31 |
| 5 |
Chander, Vijaykumar |
|
|
ADC274 |
Rep |
|
2003-09-16 |
| 6 |
Cheung, Kwok Wah (SFC:AGO346) 張國華 |
|
|
AGO346 |
Rep |
|
2006-12-01 |
| 7 |
Chey, Jung-Hyun |
|
|
AJB997 |
Rep |
2003-07-21 |
2004-04-12 |
| 8 |
Fan, Ernest Kwong Hung 范廣鴻 |
|
M |
ABQ708 |
Rep |
2004-01-13 |
2004-02-09 |
| 9 |
Fang, Hei 方曦 |
|
|
ACL807 |
Rep |
2004-03-05 |
2013-11-01 |
| 10 |
Fujishima, Hisako |
|
|
AJO305 |
Rep |
2004-03-19 |
2007-04-16 |
| 11 |
Fung, Karfield Ka Fai 馮嘉輝 |
|
|
AEV682 |
Rep |
|
2009-04-15 |
| 12 |
Gornall, Adrian Rubin |
|
M |
AIX145 |
Rep |
2003-04-23 |
2004-05-10 |
| 13 |
Grabner, Heinrich 葛侃寧 |
30 |
M |
AEN772 |
Rep |
|
2004-05-25 |
| 14 |
Ho, Ka Wai (SFC:AJK540) 何家偉 |
|
|
AJK540 |
Rep |
2004-01-20 |
2007-01-26 |
| 15 |
Hung, Leon Lum 洪霖 |
|
M |
ADU225 |
Rep |
2004-03-30 |
2010-08-16 |
| 16 |
Kang, Kyong Pil 康景弼 |
|
|
ADM811 |
Rep |
|
2007-10-05 |
| 17 |
Kazui, Yoshiyuki |
|
|
AFS336 |
Rep |
|
2008-04-14 |
| 18 |
Kobayashi, Sachiko 小林幸子 |
|
|
AEZ684 |
Rep |
|
2016-08-04 |
| 19 |
Kwong, Emily Ho Kei 鄺可琪 |
|
F |
AGB307 |
Rep |
|
2006-08-22 |
| 20 |
Lai, Joyce Yuen Yee 黎婉儀 |
|
F |
AFQ514 |
Rep |
|
2003-11-01 |
| 21 |
Lai, Ringo Leong Hang 黎亮恆 |
|
M |
ABS284 |
Rep |
2003-04-10 |
2012-07-20 |
| 22 |
Lapakulchai, Vacharachai 林銘輝 |
|
|
AGX302 |
Rep |
2003-10-29 |
2016-06-23 |
| 23 |
Lee, Hon Nam 李翰南 |
|
|
AFU680 |
Rep |
2004-10-05 |
2006-08-24 |
| 24 |
Lee, Jong Song 李鐘松 |
|
|
AJC091 |
Rep |
2003-07-24 |
2004-04-12 |
|
|
|
Rep |
2004-05-17 |
2005-11-10 |
| 25 |
Lee, Ping (SFC:AKN220) 李萍 |
|
|
AKN220 |
Rep |
2004-04-28 |
2009-05-01 |
| 26 |
Lee, Wai Chung (SFC:ADW149) 李慧中 |
|
F |
ADW149 |
Rep |
2004-05-11 |
2004-07-29 |
| 27 |
Leung, Chor Ming 梁礎銘 |
|
|
AEA299 |
Rep |
2003-11-04 |
2004-08-19 |
| 28 |
Leung, Chun Yue 梁振宇 |
|
|
AFK428 |
Rep |
|
2004-11-25 |
| 29 |
Liu, Chang (SFC:ALI154) 劉暢 |
|
|
ALI154 |
Rep |
2004-10-11 |
2005-02-24 |
| 30 |
Liu, Chung Hsun 劉宗勳 |
|
|
AHC251 |
Rep |
|
2023-09-29 |
| 31 |
Matsumoto, Satoshi (SFC:AHU523) |
|
|
AHU523 |
RO |
|
2006-04-03 |
| 32 |
Matsushita, Noriko |
|
|
ADL712 |
Rep |
|
2008-07-08 |
| 33 |
Mizukoshi, Kazuyoshi |
|
|
AGP398 |
RO |
|
2004-05-24 |
| 34 |
Mizuno, Kosuke |
|
|
ADP243 |
Rep |
|
2005-09-30 |
| 35 |
Mizuno, Masashi |
|
|
AEN383 |
RO |
|
2004-05-24 |
| 36 |
Mok, Yuk Sze 莫若詩 |
|
|
ABS928 |
Rep |
2004-02-02 |
2005-05-17 |
| 37 |
Ng, Peter Kwok Shing 伍國成 |
|
M |
AAG207 |
Rep |
|
2010-07-30 |
| 38 |
Ng, Virginia Suk Yin 吳淑燕 |
|
F |
ABV790 |
Rep |
|
2003-09-03 |
| 39 |
Ngai, Kwok Fung 魏國峰 |
|
|
AGA836 |
Rep |
2003-09-18 |
2005-01-20 |
| 40 |
Ohira, Yuko |
|
|
AGJ778 |
Rep |
|
2014-06-07 |
| 41 |
Onoue, Tsutomu |
|
|
AAD089 |
Rep |
|
2004-03-24 |
|
|
|
RO |
2004-03-24 |
2005-04-22 |
| 42 |
Otani, Tomono 大谷知乃 |
|
|
AIT881 |
Rep |
2003-04-10 |
2004-05-31 |
| 43 |
Saito, Shoichi 齋藤彰一 |
|
|
AJO308 |
Rep |
2004-03-19 |
2004-06-01 |
|
|
|
RO |
2004-06-01 |
2008-01-11 |
| 44 |
Shimada, Kenji |
|
|
AHK579 |
Rep |
|
2005-07-15 |
| 45 |
Shiraishi, Takeshi 白石武 |
|
|
AIR954 |
Rep |
2003-04-16 |
2003-11-16 |
| 46 |
Sia, Kwong Hai |
|
|
ABM539 |
Rep |
|
2003-10-21 |
| 47 |
Siu, Anthony Yan Hong 蕭寅康 |
|
M |
ABC959 |
Rep |
|
2004-04-02 |
|
|
|
RO |
2004-04-02 |
2004-11-18 |
| 48 |
Sullivan, Andrew Michael (SFC:AEV843) |
|
M |
AEV843 |
Rep |
2004-10-11 |
2007-12-06 |
| 49 |
Takase, Eiji 高瀨英二 |
|
|
ALB956 |
Rep |
2004-08-12 |
2008-10-14 |
| 50 |
Tam, Tak Wing (SFC:AFR780) 譚德榮 |
|
|
AFR780 |
Rep |
|
2003-08-16 |
| 51 |
Tanefusa, Toru |
|
|
ACN862 |
Rep |
2003-09-26 |
2004-03-08 |
| 52 |
To, Tsz Wai (SFC:AFU687) 杜子偉 |
|
|
AFU687 |
Rep |
|
2005-03-10 |
| 53 |
Tomiyama, Takuya 富山卓也 |
|
M |
AGU752 |
Rep |
|
2004-08-10 |
| 54 |
Tong, Wai Lun (SFC:AAE161) 唐偉麟 |
|
|
AAE161 |
Rep |
|
2008-12-13 |
| 55 |
Tsun, Rowena Wai Hang 秦緯珩 |
|
|
AGL967 |
Rep |
2003-12-09 |
2004-03-01 |
| 56 |
Wang, Lan Ling |
|
|
ADG966 |
Rep |
|
2004-10-30 |
| 57 |
Wang, Lumeng 王魯蒙 |
|
|
AIR943 |
Rep |
|
2003-11-10 |
|
|
|
Rep |
2003-12-09 |
2007-05-18 |
| 58 |
Williamson, David White |
|
M |
AAD818 |
Rep |
2003-07-28 |
2007-01-26 |
| 59 |
Wong, Chi Leung (SFC:ABF032) 黃志良 |
|
|
ABF032 |
Rep |
|
2003-11-01 |
| 60 |
Wong, Wai Wah (SFC:ADQ101) 黃慧華 |
|
|
ADQ101 |
Rep |
|
2004-11-06 |
| 61 |
Woo, Patrick Chi Wang 胡志宏 |
|
M |
AEL364 |
Rep |
|
2006-09-09 |
| 62 |
Yeung, Beata Kit Sum 楊潔心 |
|
|
AFH095 |
Rep |
2004-09-02 |
2012-02-16 |
| 63 |
Ying, Hak Kai 應克佳 |
|
|
AGA425 |
Rep |
2003-06-06 |
2010-11-29 |
| 64 |
Yokota, Fumiko 橫田文子 |
|
F |
AGC833 |
Rep |
|
2003-08-06 |
| 65 |
Yoshida, Tomoko 吉田朋子 |
|
|
AFL218 |
Rep |
|
2003-06-14 |
| 66 |
Yoshihara, Koji |
|
|
AJN951 |
Rep |
2004-03-16 |
2004-06-01 |
|
|
|
RO |
2004-06-01 |
2005-03-14 |
| 67 |
Yung, Fion Man Fong 容敏芳 |
|
|
AFQ287 |
Rep |
|
2005-06-27 |
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