DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 大和資本市場金融交易香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2004 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Carter, Darren (SFC:AEJ360) | AEJ360 | RO | 2007-01-31 | |||
| 2 | Chan, Kin Wah (SFC:AEN763) 陳鍵華 | AEN763 | Rep | 2007-02-15 | |||
| 3 | Chan, Wai Chi (SFC:AHF464) 陳慧芝 | AHF464 | Rep | 2003-07-25 | 2004-07-13 | ||
| 4 | Cheung, Terence Ching Leung 張正樑 | M | ABN458 | Rep | 2004-09-09 | ||
| 5 | Dominick, Frank | M | AEW395 | Rep | 2003-06-12 | ||
| 6 | Ip, Florence Hiu Man 葉曉雯 | F | AIZ577 | Rep | 2003-05-27 | 2006-03-11 | |
| 7 | Lau, Tsz Lung (SFC:AJL083) 劉子龍 | AJL083 | Rep | 2004-02-03 | 2006-04-01 | ||
| 8 | Ngan, George Kwok Tung 顏國棟 | M | ABS459 | RO | 2003-06-16 | 2007-01-31 | |
| 9 | Sirpal, Sajeev | AEO686 | RO | 2003-10-16 | |||
| 10 | Wong, Tin Lam (SFC:AKI638) 黃天嵐 | AKI638 | Rep | 2004-04-07 | 2005-08-20 |
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