HSBC BROKING (CHINA) LIMITED 滙豐金融(中國)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2003
SFC ID Role From Until
1 Chan, Hoi Fung (SFC:AHF378) 陳凱峰 AHF378 Rep 2004-03-01
2 Chan, Shu Ming 陳樹明 ACB546 Rep 2012-08-14
3 Cheung, Ka Lok (SFC:AHJ984) 張家樂 AHJ984 Rep 2005-11-05
4 Ho, Yan 何欣 AED207 Rep 2012-08-14
5 Iu, Raymond Po Yan 姚保仁 M AAC126 Rep 2010-09-01
6 Leung, Hung Wah 梁孔華 AAI021 RO 2012-01-14
7 Ng, Kwok Hung (SFC:AHF840) 吳國雄 AHF840 Rep 2012-08-14
8 Pun, Lai Chi 潘勵智 ADT746 Rep 2012-08-14
9 Shang, Dickson Tat Yan 尚達人 M AAA228 RO 2011-11-01

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