UBS SECURITIES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2003 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Beshke, Clarence John |
|
M |
ADS271 |
RO |
|
2010-03-18 |
| 2 |
Cheng, Jimmy Min Tat 鄭勉達 |
|
M |
ACV741 |
RO |
|
2007-04-28 |
| 3 |
Fok, Ronald King Man 霍敬文 |
26 |
M |
AGE025 |
Rep |
|
2016-12-18 |
| 4 |
Ho, Alan To 何鍍 |
|
M |
AAE138 |
Rep |
|
2004-03-12 |
| 5 |
Ho, Diana Pui Kwan 何佩君 |
|
F |
ABY481 |
Rep |
|
2011-10-18 |
| 6 |
Ho, Kwok Chung (SFC:AAB905) 何國仲 |
|
|
AAB905 |
Rep |
|
2008-05-07 |
| 7 |
Hsu, Karen Chia Lin 徐嘉琳 |
|
F |
ACO622 |
Rep |
|
2004-02-23 |
| 8 |
Kwan, Sing Yuen 關承遠 |
|
|
ABW052 |
Rep |
|
2016-12-18 |
| 9 |
Lai, Wing Yi 黎詠儀 |
|
|
AED789 |
Rep |
|
2003-05-30 |
| 10 |
Lam, Hu Yang 林曉陽 |
|
|
ADU633 |
Rep |
|
2006-09-16 |
| 11 |
Lau, Marcus Chi Chiu 劉志超 |
|
M |
AAC292 |
Rep |
|
2006-06-08 |
| 12 |
Law, Wendy Wing Chi 羅穎芝 |
|
F |
AHS272 |
Rep |
|
2005-06-13 |
| 13 |
Lee, Hyun Jae (SFC:AHN694) 李賢宰 |
|
|
AHN694 |
Rep |
|
2007-04-19 |
| 14 |
Lee, Simon Chun Kit 李俊傑 |
27 |
M |
AHA361 |
Rep |
|
2009-04-22 |
| 15 |
McQueen, Lee Michael |
|
M |
ACR744 |
Rep |
|
2004-01-09 |
| 16 |
Melwani, Rajesh Ramesh (SFC:AEU252) |
|
M |
AEU252 |
Rep |
|
2010-01-26 |
| 17 |
Ng, Kai Yan 吳啟仁 |
|
|
AAE153 |
Rep |
|
2012-10-25 |
| 18 |
Poon, Ming Pui 潘明培 |
|
M |
AAF320 |
RO |
|
2005-03-30 |
| 19 |
Saunders, Scott Antony |
|
M |
ADC081 |
RO |
|
2005-10-27 |
| 20 |
Saxvik, Eric Bradley |
|
M |
ACR775 |
Rep |
|
2005-03-07 |
| 21 |
Sum, Hing Man 岑慶文 |
|
|
ABW145 |
Rep |
|
2014-04-11 |
| 22 |
Tse, Jaff Ka Wai 謝家威 |
|
|
ADR277 |
Rep |
|
2003-04-10 |
| 23 |
Wong, Ronald Kwok Kit 黃國傑 |
|
M |
AEW968 |
Rep |
|
2003-06-18 |
| 24 |
Yu, Jason Wah Chiu 余華超 |
|
M |
AAD859 |
RO |
|
2005-03-24 |
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