TFI Capital Limited 天風國際資本市場有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-07-03 | 6 | 17 | 23 | 73.91% |
| 2025-06-30 | 6 | 17 | 23 | 73.91% |
| 2025-05-31 | 6 | 17 | 23 | 73.91% |
| 2025-04-30 | 6 | 17 | 23 | 73.91% |
| 2025-03-31 | 5 | 18 | 23 | 78.26% |
| 2025-02-28 | 5 | 19 | 24 | 79.17% |
| 2025-01-31 | 6 | 18 | 24 | 75.00% |
| 2024-12-31 | 6 | 18 | 24 | 75.00% |
| 2024-11-30 | 6 | 18 | 24 | 75.00% |
| 2024-10-31 | 6 | 17 | 23 | 73.91% |
| 2024-09-30 | 6 | 16 | 22 | 72.73% |
| 2024-08-31 | 6 | 17 | 23 | 73.91% |
| 2024-07-31 | 6 | 17 | 23 | 73.91% |
| 2024-06-30 | 6 | 17 | 23 | 73.91% |
| 2024-05-31 | 6 | 17 | 23 | 73.91% |
| 2024-04-30 | 6 | 20 | 26 | 76.92% |
| 2024-03-31 | 6 | 20 | 26 | 76.92% |
| 2024-02-29 | 6 | 18 | 24 | 75.00% |
| 2024-01-31 | 6 | 19 | 25 | 76.00% |
| 2023-12-31 | 6 | 18 | 24 | 75.00% |
| 2023-11-30 | 6 | 18 | 24 | 75.00% |
| 2023-10-31 | 6 | 18 | 24 | 75.00% |
| 2023-09-30 | 6 | 18 | 24 | 75.00% |
| 2023-08-31 | 6 | 11 | 17 | 64.71% |
| 2023-07-31 | 7 | 9 | 16 | 56.25% |
| 2023-06-30 | 7 | 10 | 17 | 58.82% |
| 2023-05-31 | 6 | 11 | 17 | 64.71% |
| 2023-04-30 | 6 | 12 | 18 | 66.67% |
| 2023-03-31 | 6 | 11 | 17 | 64.71% |
| 2023-02-28 | 6 | 12 | 18 | 66.67% |
| 2023-01-31 | 5 | 12 | 17 | 70.59% |
| 2022-12-31 | 5 | 12 | 17 | 70.59% |
| 2022-11-30 | 5 | 12 | 17 | 70.59% |
| 2022-10-31 | 3 | 13 | 16 | 81.25% |
| 2022-09-30 | 3 | 11 | 14 | 78.57% |
| 2022-08-31 | 3 | 11 | 14 | 78.57% |
| 2022-07-31 | 3 | 9 | 12 | 75.00% |
| 2022-06-30 | 3 | 6 | 9 | 66.67% |
| 2022-05-31 | 3 | 5 | 8 | 62.50% |
| 2022-04-30 | 3 | 6 | 9 | 66.67% |
| 2022-03-31 | 3 | 4 | 7 | 57.14% |
| 2022-02-28 | 3 | 4 | 7 | 57.14% |
| 2022-01-31 | 3 | 6 | 9 | 66.67% |
| 2021-12-31 | 3 | 6 | 9 | 66.67% |
| 2021-11-30 | 3 | 6 | 9 | 66.67% |
| 2021-10-31 | 3 | 5 | 8 | 62.50% |
| 2021-09-30 | 3 | 3 | 6 | 50.00% |
| 2021-08-31 | 3 | 4 | 7 | 57.14% |
| 2021-07-31 | 3 | 4 | 7 | 57.14% |
| 2021-06-30 | 2 | 5 | 7 | 71.43% |
| 2021-05-31 | 3 | 6 | 9 | 66.67% |
| 2021-04-30 | 3 | 6 | 9 | 66.67% |
| 2021-03-31 | 3 | 6 | 9 | 66.67% |
| 2021-02-28 | 3 | 3 | 6 | 50.00% |
| 2021-01-31 | 3 | 0 | 3 | 0.00% |
| 2020-12-31 | 3 | 0 | 3 | 0.00% |
| 2020-11-30 | 0 | 0 | 0 | 0.00% |
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