RHB SECURITIES HONG KONG LIMITED 興業金融證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-06-29 | 0 | 0 | 0 | 0.00% |
| 2025-05-31 | 0 | 0 | 0 | 0.00% |
| 2025-04-30 | 0 | 0 | 0 | 0.00% |
| 2025-03-31 | 0 | 0 | 0 | 0.00% |
| 2025-02-28 | 0 | 0 | 0 | 0.00% |
| 2025-01-31 | 0 | 0 | 0 | 0.00% |
| 2024-12-31 | 0 | 0 | 0 | 0.00% |
| 2024-11-30 | 0 | 0 | 0 | 0.00% |
| 2024-10-31 | 0 | 0 | 0 | 0.00% |
| 2024-09-30 | 0 | 0 | 0 | 0.00% |
| 2024-08-31 | 0 | 0 | 0 | 0.00% |
| 2024-07-31 | 0 | 0 | 0 | 0.00% |
| 2024-06-30 | 0 | 0 | 0 | 0.00% |
| 2024-05-31 | 0 | 0 | 0 | 0.00% |
| 2024-04-30 | 0 | 0 | 0 | 0.00% |
| 2024-03-31 | 0 | 0 | 0 | 0.00% |
| 2024-02-29 | 0 | 0 | 0 | 0.00% |
| 2024-01-31 | 0 | 0 | 0 | 0.00% |
| 2023-12-31 | 0 | 0 | 0 | 0.00% |
| 2023-11-30 | 0 | 0 | 0 | 0.00% |
| 2023-10-31 | 0 | 0 | 0 | 0.00% |
| 2023-09-30 | 0 | 0 | 0 | 0.00% |
| 2023-08-31 | 0 | 0 | 0 | 0.00% |
| 2023-07-31 | 0 | 0 | 0 | 0.00% |
| 2023-06-30 | 0 | 0 | 0 | 0.00% |
| 2023-05-31 | 0 | 0 | 0 | 0.00% |
| 2023-04-30 | 0 | 0 | 0 | 0.00% |
| 2023-03-31 | 0 | 0 | 0 | 0.00% |
| 2023-02-28 | 0 | 0 | 0 | 0.00% |
| 2023-01-31 | 0 | 0 | 0 | 0.00% |
| 2022-12-31 | 0 | 0 | 0 | 0.00% |
| 2022-11-30 | 0 | 0 | 0 | 0.00% |
| 2022-10-31 | 0 | 0 | 0 | 0.00% |
| 2022-09-30 | 2 | 0 | 2 | 0.00% |
| 2022-08-31 | 2 | 0 | 2 | 0.00% |
| 2022-07-31 | 2 | 0 | 2 | 0.00% |
| 2022-06-30 | 2 | 0 | 2 | 0.00% |
| 2022-05-31 | 2 | 0 | 2 | 0.00% |
| 2022-04-30 | 2 | 0 | 2 | 0.00% |
| 2022-03-31 | 2 | 0 | 2 | 0.00% |
| 2022-02-28 | 2 | 0 | 2 | 0.00% |
| 2022-01-31 | 2 | 0 | 2 | 0.00% |
| 2021-12-31 | 2 | 0 | 2 | 0.00% |
| 2021-11-30 | 2 | 0 | 2 | 0.00% |
| 2021-10-31 | 2 | 0 | 2 | 0.00% |
| 2021-09-30 | 2 | 0 | 2 | 0.00% |
| 2021-08-31 | 2 | 0 | 2 | 0.00% |
| 2021-07-31 | 2 | 0 | 2 | 0.00% |
| 2021-06-30 | 2 | 0 | 2 | 0.00% |
| 2021-05-31 | 2 | 0 | 2 | 0.00% |
| 2021-04-30 | 2 | 0 | 2 | 0.00% |
| 2021-03-31 | 2 | 0 | 2 | 0.00% |
| 2021-02-28 | 2 | 0 | 2 | 0.00% |
| 2021-01-31 | 2 | 0 | 2 | 0.00% |
| 2020-12-31 | 2 | 0 | 2 | 0.00% |
| 2020-11-30 | 2 | 0 | 2 | 0.00% |
| 2020-10-31 | 2 | 0 | 2 | 0.00% |
| 2020-09-30 | 2 | 0 | 2 | 0.00% |
| 2020-08-31 | 3 | 0 | 3 | 0.00% |
| 2020-07-31 | 3 | 0 | 3 | 0.00% |
| 2020-06-30 | 3 | 1 | 4 | 25.00% |
| 2020-05-31 | 3 | 2 | 5 | 40.00% |
| 2020-04-30 | 3 | 2 | 5 | 40.00% |
| 2020-03-31 | 3 | 4 | 7 | 57.14% |
| 2020-02-29 | 3 | 26 | 29 | 89.66% |
| 2020-01-31 | 3 | 33 | 36 | 91.67% |
| 2019-12-31 | 3 | 41 | 44 | 93.18% |
| 2019-11-30 | 6 | 44 | 50 | 88.00% |
| 2019-10-31 | 6 | 43 | 49 | 87.76% |
| 2019-09-30 | 6 | 43 | 49 | 87.76% |
| 2019-08-31 | 6 | 53 | 59 | 89.83% |
| 2019-07-31 | 6 | 57 | 63 | 90.48% |
| 2019-06-30 | 6 | 58 | 64 | 90.63% |
| 2019-05-31 | 5 | 59 | 64 | 92.19% |
| 2019-04-30 | 5 | 59 | 64 | 92.19% |
| 2019-03-31 | 5 | 62 | 67 | 92.54% |
| 2019-02-28 | 5 | 64 | 69 | 92.75% |
| 2019-01-31 | 8 | 64 | 72 | 88.89% |
| 2018-12-31 | 8 | 66 | 74 | 89.19% |
| 2018-11-30 | 8 | 77 | 85 | 90.59% |
| 2018-10-31 | 9 | 80 | 89 | 89.89% |
| 2018-09-30 | 9 | 81 | 90 | 90.00% |
| 2018-08-31 | 9 | 79 | 88 | 89.77% |
| 2018-07-31 | 9 | 81 | 90 | 90.00% |
| 2018-06-30 | 8 | 91 | 99 | 91.92% |
| 2018-05-31 | 9 | 94 | 103 | 91.26% |
| 2018-04-30 | 9 | 93 | 102 | 91.18% |
| 2018-03-31 | 10 | 93 | 103 | 90.29% |
| 2018-02-28 | 10 | 94 | 104 | 90.38% |
| 2018-01-31 | 10 | 92 | 102 | 90.20% |
| 2017-12-31 | 10 | 93 | 103 | 90.29% |
| 2017-11-30 | 8 | 99 | 107 | 92.52% |
| 2017-10-31 | 8 | 103 | 111 | 92.79% |
| 2017-09-30 | 9 | 103 | 112 | 91.96% |
| 2017-08-31 | 9 | 106 | 115 | 92.17% |
| 2017-07-31 | 8 | 109 | 117 | 93.16% |
| 2017-06-30 | 7 | 116 | 123 | 94.31% |
| 2017-05-31 | 7 | 114 | 121 | 94.21% |
| 2017-04-30 | 7 | 114 | 121 | 94.21% |
| 2017-03-31 | 8 | 116 | 124 | 93.55% |
| 2017-02-28 | 9 | 116 | 125 | 92.80% |
| 2017-01-31 | 9 | 116 | 125 | 92.80% |
| 2016-12-31 | 9 | 115 | 124 | 92.74% |
| 2016-11-30 | 9 | 115 | 124 | 92.74% |
| 2016-10-31 | 9 | 115 | 124 | 92.74% |
| 2016-09-30 | 9 | 118 | 127 | 92.91% |
| 2016-08-31 | 9 | 117 | 126 | 92.86% |
| 2016-07-31 | 10 | 114 | 124 | 91.94% |
| 2016-06-30 | 11 | 115 | 126 | 91.27% |
| 2016-05-31 | 11 | 114 | 125 | 91.20% |
| 2016-04-30 | 11 | 113 | 124 | 91.13% |
| 2016-03-31 | 10 | 115 | 125 | 92.00% |
| 2016-02-29 | 10 | 113 | 123 | 91.87% |
| 2016-01-31 | 9 | 109 | 118 | 92.37% |
| 2015-12-31 | 8 | 107 | 115 | 93.04% |
| 2015-11-30 | 8 | 106 | 114 | 92.98% |
| 2015-10-31 | 8 | 103 | 111 | 92.79% |
| 2015-09-30 | 7 | 106 | 113 | 93.81% |
| 2015-08-31 | 8 | 105 | 113 | 92.92% |
| 2015-07-31 | 8 | 106 | 114 | 92.98% |
| 2015-06-30 | 8 | 103 | 111 | 92.79% |
| 2015-05-31 | 8 | 98 | 106 | 92.45% |
| 2015-04-30 | 8 | 97 | 105 | 92.38% |
| 2015-03-31 | 8 | 95 | 103 | 92.23% |
| 2015-02-28 | 8 | 93 | 101 | 92.08% |
| 2015-01-31 | 9 | 95 | 104 | 91.35% |
| 2014-12-31 | 9 | 92 | 101 | 91.09% |
| 2014-11-30 | 9 | 92 | 101 | 91.09% |
| 2014-10-31 | 8 | 92 | 100 | 92.00% |
| 2014-09-30 | 8 | 87 | 95 | 91.58% |
| 2014-08-31 | 8 | 83 | 91 | 91.21% |
| 2014-07-31 | 8 | 80 | 88 | 90.91% |
| 2014-06-30 | 9 | 82 | 91 | 90.11% |
| 2014-05-31 | 9 | 80 | 89 | 89.89% |
| 2014-04-30 | 8 | 85 | 93 | 91.40% |
| 2014-03-31 | 8 | 82 | 90 | 91.11% |
| 2014-02-28 | 9 | 81 | 90 | 90.00% |
| 2014-01-31 | 10 | 79 | 89 | 88.76% |
| 2013-12-31 | 10 | 81 | 91 | 89.01% |
| 2013-11-30 | 9 | 84 | 93 | 90.32% |
| 2013-10-31 | 9 | 83 | 92 | 90.22% |
| 2013-09-30 | 9 | 82 | 91 | 90.11% |
| 2013-08-31 | 9 | 82 | 91 | 90.11% |
| 2013-07-31 | 9 | 82 | 91 | 90.11% |
| 2013-06-30 | 8 | 83 | 91 | 91.21% |
| 2013-05-31 | 8 | 76 | 84 | 90.48% |
| 2013-04-30 | 8 | 72 | 80 | 90.00% |
| 2013-03-31 | 7 | 69 | 76 | 90.79% |
| 2013-02-28 | 7 | 70 | 77 | 90.91% |
| 2013-01-31 | 7 | 69 | 76 | 90.79% |
| 2012-12-31 | 7 | 69 | 76 | 90.79% |
| 2012-11-30 | 8 | 67 | 75 | 89.33% |
| 2012-10-31 | 8 | 67 | 75 | 89.33% |
| 2012-09-30 | 7 | 67 | 74 | 90.54% |
| 2012-08-31 | 7 | 65 | 72 | 90.28% |
| 2012-07-31 | 6 | 67 | 73 | 91.78% |
| 2012-06-30 | 6 | 66 | 72 | 91.67% |
| 2012-05-31 | 6 | 65 | 71 | 91.55% |
| 2012-04-30 | 4 | 69 | 73 | 94.52% |
| 2012-03-31 | 4 | 72 | 76 | 94.74% |
| 2012-02-29 | 4 | 69 | 73 | 94.52% |
| 2012-01-31 | 6 | 68 | 74 | 91.89% |
| 2011-12-31 | 6 | 71 | 77 | 92.21% |
| 2011-11-30 | 4 | 97 | 101 | 96.04% |
| 2011-10-31 | 5 | 101 | 106 | 95.28% |
| 2011-09-30 | 7 | 104 | 111 | 93.69% |
| 2011-08-31 | 7 | 108 | 115 | 93.91% |
| 2011-07-31 | 9 | 114 | 123 | 92.68% |
| 2011-06-30 | 10 | 116 | 126 | 92.06% |
| 2011-05-31 | 10 | 118 | 128 | 92.19% |
| 2011-04-30 | 8 | 122 | 130 | 93.85% |
| 2011-03-31 | 7 | 124 | 131 | 94.66% |
| 2011-02-28 | 7 | 124 | 131 | 94.66% |
| 2011-01-31 | 6 | 129 | 135 | 95.56% |
| 2010-12-31 | 8 | 130 | 138 | 94.20% |
| 2010-11-30 | 9 | 129 | 138 | 93.48% |
| 2010-10-31 | 10 | 137 | 147 | 93.20% |
| 2010-09-30 | 10 | 137 | 147 | 93.20% |
| 2010-08-31 | 10 | 133 | 143 | 93.01% |
| 2010-07-31 | 9 | 131 | 140 | 93.57% |
| 2010-06-30 | 8 | 129 | 137 | 94.16% |
| 2010-05-31 | 8 | 127 | 135 | 94.07% |
| 2010-04-30 | 8 | 124 | 132 | 93.94% |
| 2010-03-31 | 8 | 119 | 127 | 93.70% |
| 2010-02-28 | 8 | 117 | 125 | 93.60% |
| 2010-01-31 | 8 | 106 | 114 | 92.98% |
| 2009-12-31 | 8 | 103 | 111 | 92.79% |
| 2009-11-30 | 8 | 107 | 115 | 93.04% |
| 2009-10-31 | 8 | 106 | 114 | 92.98% |
| 2009-09-30 | 8 | 103 | 111 | 92.79% |
| 2009-08-31 | 7 | 104 | 111 | 93.69% |
| 2009-07-31 | 7 | 100 | 107 | 93.46% |
| 2009-06-30 | 7 | 97 | 104 | 93.27% |
| 2009-05-31 | 7 | 93 | 100 | 93.00% |
| 2009-04-30 | 7 | 95 | 102 | 93.14% |
| 2009-03-31 | 7 | 96 | 103 | 93.20% |
| 2009-02-28 | 7 | 91 | 98 | 92.86% |
| 2009-01-31 | 8 | 89 | 97 | 91.75% |
| 2008-12-31 | 8 | 88 | 96 | 91.67% |
| 2008-11-30 | 6 | 89 | 95 | 93.68% |
| 2008-10-31 | 6 | 89 | 95 | 93.68% |
| 2008-09-30 | 7 | 86 | 93 | 92.47% |
| 2008-08-31 | 7 | 84 | 91 | 92.31% |
| 2008-07-31 | 7 | 86 | 93 | 92.47% |
| 2008-06-30 | 7 | 82 | 89 | 92.13% |
| 2008-05-31 | 6 | 81 | 87 | 93.10% |
| 2008-04-30 | 6 | 81 | 87 | 93.10% |
| 2008-03-31 | 5 | 80 | 85 | 94.12% |
| 2008-02-29 | 5 | 75 | 80 | 93.75% |
| 2008-01-31 | 5 | 78 | 83 | 93.98% |
| 2007-12-31 | 5 | 79 | 84 | 94.05% |
| 2007-11-30 | 5 | 79 | 84 | 94.05% |
| 2007-10-31 | 5 | 78 | 83 | 93.98% |
| 2007-09-30 | 5 | 77 | 82 | 93.90% |
| 2007-08-31 | 5 | 75 | 80 | 93.75% |
| 2007-07-31 | 5 | 70 | 75 | 93.33% |
| 2007-06-30 | 4 | 63 | 67 | 94.03% |
| 2007-05-31 | 5 | 60 | 65 | 92.31% |
| 2007-04-30 | 4 | 58 | 62 | 93.55% |
| 2007-03-31 | 4 | 57 | 61 | 93.44% |
| 2007-02-28 | 4 | 51 | 55 | 92.73% |
| 2007-01-31 | 3 | 51 | 54 | 94.44% |
| 2006-12-31 | 3 | 47 | 50 | 94.00% |
| 2006-11-30 | 3 | 47 | 50 | 94.00% |
| 2006-10-31 | 2 | 45 | 47 | 95.74% |
| 2006-09-30 | 2 | 45 | 47 | 95.74% |
| 2006-08-31 | 2 | 45 | 47 | 95.74% |
| 2006-07-31 | 2 | 43 | 45 | 95.56% |
| 2006-06-30 | 2 | 37 | 39 | 94.87% |
| 2006-05-31 | 2 | 35 | 37 | 94.59% |
| 2006-04-30 | 2 | 33 | 35 | 94.29% |
| 2006-03-31 | 2 | 33 | 35 | 94.29% |
| 2006-02-28 | 2 | 32 | 34 | 94.12% |
| 2006-01-31 | 2 | 34 | 36 | 94.44% |
| 2005-12-31 | 2 | 33 | 35 | 94.29% |
| 2005-11-30 | 2 | 33 | 35 | 94.29% |
| 2005-10-31 | 2 | 30 | 32 | 93.75% |
| 2005-09-30 | 4 | 13 | 17 | 76.47% |
| 2005-08-31 | 2 | 11 | 13 | 84.62% |
| 2005-07-31 | 2 | 9 | 11 | 81.82% |
| 2005-06-30 | 2 | 9 | 11 | 81.82% |
| 2005-05-31 | 2 | 10 | 12 | 83.33% |
| 2005-04-30 | 2 | 10 | 12 | 83.33% |
| 2005-03-31 | 2 | 10 | 12 | 83.33% |
| 2005-02-28 | 2 | 10 | 12 | 83.33% |
| 2005-01-31 | 2 | 10 | 12 | 83.33% |
| 2004-12-31 | 2 | 11 | 13 | 84.62% |
| 2004-11-30 | 2 | 11 | 13 | 84.62% |
| 2004-10-31 | 2 | 11 | 13 | 84.62% |
| 2004-09-30 | 2 | 11 | 13 | 84.62% |
| 2004-08-31 | 2 | 11 | 13 | 84.62% |
| 2004-07-31 | 2 | 12 | 14 | 85.71% |
| 2004-06-30 | 2 | 13 | 15 | 86.67% |
| 2004-05-31 | 2 | 14 | 16 | 87.50% |
| 2004-04-30 | 2 | 14 | 16 | 87.50% |
| 2004-03-31 | 2 | 15 | 17 | 88.24% |
| 2004-02-29 | 1 | 19 | 20 | 95.00% |
| 2004-01-31 | 1 | 19 | 20 | 95.00% |
| 2003-12-31 | 1 | 18 | 19 | 94.74% |
| 2003-11-30 | 1 | 18 | 19 | 94.74% |
| 2003-10-31 | 1 | 18 | 19 | 94.74% |
| 2003-09-30 | 1 | 19 | 20 | 95.00% |
| 2003-08-31 | 1 | 19 | 20 | 95.00% |
| 2003-07-31 | 1 | 17 | 18 | 94.44% |
| 2003-06-30 | 1 | 15 | 16 | 93.75% |
| 2003-05-31 | 1 | 15 | 16 | 93.75% |
| 2003-04-30 | 1 | 15 | 16 | 93.75% |
| 2003-03-31 | 1 | 14 | 15 | 93.33% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy